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Root Cause Analysis Papers
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Root Cause Analysis Papers

January 1, 2025
1 min read

Algorithms & Models

2014-Microsoft-Adtributor

Adtributor1最早系统地提出利用根因分析对广告系统收入指标进行溯因, 其基于一个较强的假设:根因的指标来自于单个指标。

2016-Microsoft-iDice

iDice2对 Adtributor3中的根因位于单个维度 的假定进行了放宽。在 iDice 中,允许根因是多个维度的组合。

2018-Baidu-HotSpot

HotSpot4指出多维根因分析的两个难点:单个指标的异常会传播导致该指标在不同层级的异常; 算法搜索空间过大,需要高效的搜索算法。针对这两个难点,论文给出了对应的解决方案:对于第一个异常传播的问题,提出了 一个新的指标 ripple effect 用于得分计算; 对于第二个问题采用蒙特卡洛搜索树 (Monte Carlo Tree Search) 和层次剪枝 (hierarchical pruning) 的方法 来实现更加高效的搜索。

2019-BizSeer-Squeeze

Squeeze5提出 generalized ripple effect 和 generalized potential score, 同时可以更好地平衡搜索效率与精度。

2021-CAS-AutoRoot

AutoRoot6使用 daptive density clustering 来提升模型精度, 同时使用一种高效的过滤机制来提升搜索效率。

2022-Huawei-RiskLoc

RiskLoc7通过加权的方式定义 risk score 来挖掘根因指标。

2022-Microsoft-CMMD

CMMD8主要由两个部分组成: relationship modeling, 根据历史数据用 GNN 来构建指标之间的关联关系; root cause localization, 使用遗传算法 (genetic algorithm) 来高效准确地定位根因。

Footnotes

  1. Ranjita Bhagwan et al., “Adtributor: Revenue Debugging in Advertising Systems,” 11th USENIX Symposium on Networked Systems Design and Implementation (NSDI 14), 2014, 43–55.

  2. Qingwei Lin et al., “iDice: Problem Identification for Emerging Issues,” Proceedings of the 38th International Conference on Software Engineering, 2016, 214–24.

  3. Ranjita Bhagwan et al., “Adtributor: Revenue Debugging in Advertising Systems,” 11th USENIX Symposium on Networked Systems Design and Implementation (NSDI 14), 2014, 43–55.

  4. Yongqian Sun et al., “Hotspot: Anomaly Localization for Additive Kpis with Multi-Dimensional Attributes,” IEEE Access 6 (2018): 10909–23.

  5. Zeyan Li et al., “Generic and Robust Localization of Multi-Dimensional Root Causes,” 2019 IEEE 30th International Symposium on Software Reliability Engineering (ISSRE), 2019, 47–57.

  6. Pengkun Jing et al., “AutoRoot: A Novel Fault Localization Schema of Multi-Dimensional Root Causes,” 2021 IEEE Wireless Communications and Networking Conference (WCNC), 2021, 1–7.

  7. Marcus Kalander, “RiskLoc: Localization of Multi-Dimensional Root Causes by Weighted Risk,” arXiv Preprint arXiv:2205.10004, 2022.

  8. Shifu Yan et al., “CMMD: Cross-Metric Multi-Dimensional Root Cause Analysis,” arXiv Preprint arXiv:2203.16280, 2022.